Actions Against Licensees
| Licensee | Type of License | Primary Allegations(s) | Type of Disposition | Licensing Action | Effective Date |
|---|---|---|---|---|---|
A'Alona, Jason Case: 9412 Fine: N/A | Non-Resident Producer | No Home State License | N/A | Voluntary Surrender | 6/23/2017 |
AE Underwriters Agency, Inc. Case: 9418 Fine: $625 | Non-Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 4/11/2017 |
Aiguier, Dustin Case: 9149 Fine: $750.00 | Resident Producer | Misrepresentation on License Application; Failure to Report Administrative Action | Settlement Agreement | Cease & Desist | 1/18/2017 |
Allen Financial Insurance Group, Inc. Case: 9176 Fine: $500 | Non-Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 3/20/2017 |
American Pet Insurance Case: 9258 Fine: $75,000 | Non-Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 1/31/2017 |
Bazemore, Eugene Case: 9037 Fine: $1,000 | Non-Resident Producer | Failure to Report Administrative Action[s]; Misrepresentation on License Application | Hearing Officer Decision | Revocation; Cease & Desist | 5/31/2017 |
Bedwell, Kyle Douglas Case: 9393 Fine: $100 | Non-Resident Producer | Trustworthiness; Failure to Report; Misrepresentation on Application | Settlement Agreement | Cease & Desist | 1/15/2017 |
Bell, Matthew Case: 9177 Fine: $1,500 | Resident Producer | Trustworthiness; Unfair Trade Practice | Settlement Agreement | Cease & Desist | 1/3/2017 |
Bicalho, Kyvia aka Soares, Kyvia Case: 9256 Fine: N/A | Resident Producer | Violation of Insurance Laws; Trustworthiness | Settlement Agreement | Revocation; Cease & Desist | 11/17/2017 |
Bolker, Cynthia Case: 9469 Fine: N/A | Non-Resident Producer | No home state License; Violation of Insurance Laws; Trustworthiness; License Revoked in Another State | Settlement Agreement | Revocation; Cease & Desist | 7/14/2017 |
Brantley, Sherika Case: 9261 Fine: $1,000 | Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
Caplitz, Gregg Case: 9293 Fine: N/A | Resident Producer | Misrepresentation on License Application; Trustworthiness | Settlement Agreement | Revocation; Cease & Desist | 1/4/2017 |
Christian, Robert Case: 8972 Fine: $2,500 | Non-Resident Producer | Failure to Report Administrative Action[s] | Hearing Officer Decision | Revocation; Cease & Desist | 5/31/2017 |
Commonwealth Asset Protection Case: 9413 Fine: $500 | Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 4/27/2017 |
Daub, Susan Case: 9417 Fine: N/A | Non-Resident Producer | Trustworthiness; Unfair Trade Practice; Failure to Report Criminal Action | Settlement Agreement | Revocation; Cease & Desist | 4/20/2017 |
DeMaranville, Steven Case: 9163 Fine: $500 | Resident Producer | Failure to Report Criminal Matter | Settlement Agreement | Cease & Desist | 2/2/2017 |
Durant, Wesley Case: 9248 Fine: N/A | Resident Producer | Trustworthiness; Unfair Trade Practice | Settlement Agreement | Revocation; Cease & Desist | 2/23/2017 |
Essex Financial Services Case: 9225 Fine: $1,500 | Non-Resident Producer | Failure to Report Administrative Action; Misrepresentation on License Application | Settlement Agreement | Cease & Desist | 6/14/2017 |
Estes, Adam Case: 9402 Fine: N/A | Non-Resident Producer | No Home State License | Settlement Agreement | Voluntary Surrender | 7/1/2017 |
Farmers Financial Solutions, LLC Case: 9354 Fine: $100 | Non-Resident Producer | Misrepresentation on License Application | Settlement Agreement | Cease and Desist | 3/30/2017 |
Field, David Case: 9169 Fine: N/A | Resident Adjuster | Violation of Insurance Laws | Settlement Agreement | Cease & Desist | 3/20/2017 |
Fistel, Benjamin Case: 9096 Fine: $3,500 | Non-Resident Producer | Failure to Report Administrative Action[s] | Hearing Officer Decision | Revocation; Cease & Desist | 5/31/2017 |
Fonatine, Michelle Case: 9309 Fine: N/A | Resident Producer | Trustworthiness; Failure to Report Administrative Action | Settlement Agreement | Revocation; Cease & Desist | 2/2/2017 |
Gamez, Blenda Case: 9101 Fine: $1,500 | Non-Resident Producer | Failure to Report Administrative Actions | Hearing Officer Decision | Revocation; Cease & Desist | 1/26/2017 |
Gergler, Michael Case: 9450 Fine: $750 | Non-Resident Producer | Trustworthiness; Failure to Report Administrative Action; Unfair Trade Practice; No Home State License | Settlement Agreement | Suspension; Cease & Desist | 7/14/2017 |
Guido, William Case: 9203 Fine: N/A | Non-Resident Producer | Failure to Report Administrative Action; Trustworthiness | Settlement Agreement | Revocation; Cease & Desist | 6/7/2017 |
Halfon, Danielle Case: 9330 Fine: $500 | Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
Hodgman, Lucian Case: 9134 Fine N/A | Non-Resident Producer | Failure to Report Administrative Action; No Home State License | Settlement Agreement | Revocation; Cease & Desist | 6/23/2017 |
Howard, Nicholas Case: 9455 Fine: $100 | Non-Resident Producer | Failure to Report Administrative Action; Failure to Report Criminal Action | Settlement Agreement | Cease & Desist | 6/5/2017 |
Hunter, Chase Carmen Case: 9059 Fine: $2,000 | Resident Producer | Trustworthiness; Failure to Report Administrative Action; Violation of Insurance Laws; Misrepresentation on License Application | Hearing Officer Decision | Revocation; Cease & Desist | 10/17/2017 |
Jimenez, Rodolfo Case: 9280 Fine: $3,000 | Non-Resident Producer | Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
Karras, Doris Case: 9374 Fine: $100 | Non-Resident Producer | Misrepresentation on License Application; Trustworthiness | Settlement Agreement | Cease & Desist | 3/6/2017 |
Kelley, John Case: 9472 Fine: N/A | Non-Resident Producer | Unfair Insurance Trade Practice; Trustworthiness; Forging Another’s Name to an Application for Insurance | Settlement Agreement | Revocation; Cease & Desist | 6/5/2017 |
Kilgore Insurance Agency Case: 6505A Fine: $10,000 | Resident Producer | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | Cease & Desist | 6/15/2017 |
Kilgore, Cyrus Case: 6505B Fine: $5,000 | Resident Producer | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | Cease & Desist | 6/15/2017 |
Kilgore, Jeffrey Case: 6505C Fine: $5,000 | Resident Producer | Misrepresenting Terms of Insurance Contract; Unfair Insurance Trade Practice; Trustworthiness | Consent Agreement | Cease & Desist | 6/15/2017 |
K. K. Insurance Agency, Inc. Case: 9347 Fine: $100 | Non-Resident Producer | Misrepresentation on License Application | Settlement Agreement | Cease & Desist | 3/17/2017 |
KR Insurance Solutions Case: 9344 Fine: $210 | Non-Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 3/24/2017 |
Kopatz, Christopher Case: 9097 Fine: $5,000 | Non-Resident Producer | Failure to Report Administrative Actions | Hearing Officer Decision | Revocation; Cease & Desist | 1/27/2017 |
Laisney, Michael Case: 9093 Fine: $3,000 | Non-Resident Produce | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 11/24/2017 |
Lauranzano, Natale Case: 9274 Fine: N/A | Resident Producer | Improperly Withholding or Misappropriating Monies Received in the Course of Doing Business; Trustworthiness; Unfair or Deceptive Business Practice | Settlement Agreement | Permanent License Revocation; Cease & Desist | 3/31/2017 |
Lewis, Claresta Case: 9387 Fine: $100 | Non-Resident Producer | Failure to Report Administrative Action; Trustworthiness | Settlement Agreement | Cease & Desist | 2/14/2017 |
Lois Lane Insurance Agency, Inc. Case: 9396 Fine: $1,695 | Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 3/15/2017 |
Manivong, Heidi Case: 9457 Fine: $100 | Non-Resident Producer | Misrepresentation on License Application | Settlement Agreement | Cease & Desist | 6/23/2017 |
May, Anthony Case: 9483 Fine: $500 | Resident Producer | Felony Conviction | Settlement Agreement | Cease & Desist | 6/19/2017 |
Merrimack Valley Financial Advisors Case: 9454 Fine: $30 | Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 7/11/2017 |
Metellus, Marie Case: 9212 Fine: N/A | Resident Producer | Trustworthiness | Settlement Agreement | Revocation; Cease & Desist | 1/26/2017 |
Mix, Jeanette Louise Case: 9090 Fine: $3,000 | Non-Resident Producer | Failure to Report Administrative Action | Hearing Officer Decision | Revocation | 2/1/2017 |
Monroe, Frederick Case: 9451 Fine: N/A | Non-Resident Producer | Misappropriation; Felony Conviction; Admission to Committing Unfair Insurance Trade Practice; Trustworthiness | Settlement Agreement | Revocation; Cease & Desist | 4/24/2017 |
New England Excess Exchange, Ltd. Case: 9429 Fine: $250 | Non-Resident Producer | Failure to Report Corporation Dissolution | Settlement Agreement | Cease & Desist | 6/5/2017 |
Pant, Maheshwar Case: 9310 Fine: N/A | Resident Producer | Trustworthiness; Unfair Insurance Trade Practice | Settlement Agreement | Revocation; Cease & Desist | 5/26/2017 |
Panza, Anthony Case: 9406 Fine: $100 | Non-Resident Producer | Misrepresentation on License Application | Settlement Agreement | Cease & Desist | 3/20/2017 |
Petrarca, Nadine Case: 9283 Fine: $2,500 | Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 11/30/2017 |
PVG Insurance Group, LLC Case: 9379 Fine: $100 | Non-Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 1/26/2017 |
Ramsey, Valenzia Case: 9269 Fine: $1,000 | Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
Regional Insurance Agency Case: 9391 Fine: $1,140 | Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 2/23/2017 |
Sapienza, Salvatore Case: 9464 Fine: N/A | Non-Resident Producer | Unfair Insurance Trade Practice; Trustworthiness | Settlement Agreement | Revocation; Cease & Desist | 7/6/2017 |
Sherman, Lester Case: 9363 Fine: $1,000 | Non-Resident Producer | License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 11/30/2017 |
Smith, Everette Case: N/A Fine: N/A | Non-Resident Producer | No Home State License | Voluntary Surrender | 3/22/2017 | |
Stokeling, Steve Case: 9053 Fine: $3,500 | Non-Resident Producer | Trustworthiness; Failure to Report Administrative Action | Hearing Officer Decision | Revocation | 2/3/2017 |
Surplex Underwriters, Inc. Case: 9461 Fine: $4,695 | Non-Resident Producer | Unlicensed Activity | Settlement Agreement | Cease & Desist | 5/26/2017 |
Tarantino, Michael Case: 8726 Fine: $1,000 | Resident Producer | Misrepresentation on License Application; Misappropriation; Trustworthiness | Settlement Agreement | Cease & Desist | 7/14/2017 |
Terman, Christopher Case: 9398 Fine: N/A | Non-Resident Producer | Failure to Report Criminal Action; Misrepresentation on License Application | Settlement Agreement | Revocation; Cease & Desist | 2/21/2017 |
Tracia, Douglas Case: 9353 Fine: N/A | Resident Producer | Misrepresentation on License Application; Violation of Insurance Laws; Trustworthiness; Unfair or Deceptive Act in Business of Insurance | Settlement Agreement | Revocation; Cease & Desist | 12/18/2017 |
Vela, Joshua Case: 9292 Fine: $1,500 | Non-Resident Producer | Violation of Insurance Laws; License Revoked in Another State; Failure to Report Administrative Action | Hearing Officer Decision | Revocation; Cease & Desist | 12/6/2017 |
Vigil, Thomas Case: 9298 Fine: $1,500 | Resident Producer | Trustworthiness | Settlement Agreement | Cease & Desist | 2/10/2017 |
Weismann, Loretta Case: 9360 Fine: $100 | Non-Resident Producer | Misrepresentation on License Application | Settlement Agreement | Cease & Desist | 3/13/2017 |
Wendell, Desiree Case: 9358 Fine: $100 | Non-Resident Producer | Misrepresentation on License Application | Settlement Agreement | Cease & Desist | 6/2/2017 |
Whitaker, Beverly Case: 8742 Fine: $100 | Resident Producer | Misrepresentation on License Application | Settlement Agreement | Cease & Desist | 3/13/2017 |
Woodard, Matthew Case: 9421 Fine: N/A | Non-Resident Producer | No Valid Home State License | N/A | Voluntary Surrender | 4/5/2017 |
Zullo, Roger Case: 9368 Fine: N/A | Resident Producer | Trustworthiness; Unfair Insurance Trade Practice; Sale of Unsuitable Annuities | Settlement Agreement | Revocation; Cease & Desist | 5/11/2017 |