| Licensee Name | Type of License | Case No. | Primary Allegation(s) | Disposition | Effective Date |
|---|---|---|---|---|---|
| Amaral, Justin | Producer | 9133 | Untrustworthiness; Failure to Report Administrative Action | Settlement Agreement: Permanent License Revocation; Cease and Desist | 6/3/2016 |
| Baltes, John | Non-Resident Producer | 8957 | Untrustworthiness; Other State(s) Revocation | Settlement Agreement: Permanent Revocation; Cease and Desist | 8/11/2016 |
| Blackman Insurance Agency | Non-Resident Producer | 9320 | Unlicensed Activity | Settlement Agreement: $100 Fine; Cease and Desist | 12/28/2016 |
| Burgos, Betsy | Producer | 8891 | Failure to Report Administrative Action/Failure to Report Criminal Prosecution; Untrustworthiness | Hearing Officer Decision: $2,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations | 1/7/2016 |
| Burke, Eleanor | Non-Resident Producer | 9071 | Place or Renewed Policies While Unlicensed | Settlement Agreement: Cease and Desist | 3/15/2016 |
| Callander, Wade | Producer | 8955 | Untrustworthiness | Hearing Officer Decision: $1,600 fine; $765 Restitution; Cease and Desist | 4/14/2016 |
| Candebat, Brent | Non-Resident Producer | 9281 | Misrepresentation on License Application; Trustworthiness | Settlement Agreement: $500 Fine; Cease and Desist | 12/21/2016 |
| Carter, Richard | Non-Resident Producer | 9287 | Failure to Report Administrative Actions | Settlement Agreement: Cease and Desist | 12/1/2016 |
| Chao, Walter R. | Non-Resident Producer | 9172 | Other State(s) Revocation; Failure to Report an Administrative Action | Settlement Agreement: Permanent License Revocation; Cease and Desist from All Massachusetts Insurance Activity | 9/6/2016 |
| Cohen, Hiram | Non-Resident Producer | 9227 | Failure to Report an Administrative Action | Settlement Agreement; Cease and Desist; $500 Fine. | 5/25/2016 |
| Cohen, Jeffrey | Non-Resident Producer | 9054 | Violation of Insurance Laws; Untrustworthiness; Unfair Trade Practice or Fraud; Misappropriation of Funds; Felony Conviction; Other State(s) Revocation | Hearing Officer Decision: Permanent License Revocation; Cease and Desist from All Insurance Activity | 7/15/2016 |
| Diamond, Steve | Resident Producer | 9278 | Trustworthiness; Violation of Insurance Laws; Misrepresentation Terms of an Insurance Contract; Unfair Trade Practice | Settlement Agreement: Revocation; Cease and Desist | 12/22/2016 |
| Downey Insurance Agency | Resident Producer | 9211 | Paying Commissions to Unlicensed Entity | Settlement Agreement: $500 Fine; Cease and Desist | 12/19/2016 |
| Draper, Robert | Non-Resident Producer | 9058 | Violation of Insurance Laws; Intentional Misrepresentation of the Terms of an Insurance Contract; Untrustworthiness; Other State(s) Revocation; Failure to Report Administrative Action | Hearing Officer Decision: Permanent License Revocation; $2,000 Fine; Cease and Desist | 8/22/2016 |
| Dunbar, De’Borah | Non-Resident Producer | 9089 | Failure to Report Administrative Action; Violation of Insurance Laws; Untrustworthiness | Hearing Office Decision: $8,000 fine; Revocation; Cease and Desist from Violations | 4/27/2016 |
| Durkin & Durkin (now known as Innovative Risk Solutions) | Producer | 9011 | Violation of Insurance Laws; Misrepresentation of Insurance Contract Terms; Admission of Insurance Unfair Practice; Trustworthiness | Settlement Agreement: $8,500 fine; Cease and Desist | 7/18/2016 |
| Eisenberg Associates Insurance Agency | Producer | 9317 | Unlicensed Activity | Settlement Agreement: $500 Fine; Cease and Desist | 11/20/2016 |
| Escobar, Jaclyn | Producer | 9339 | Failure to Pay Licensing Fee | Hearing Officer Decision: License Revocation | 10/28/2016 |
| Esco Insurance Agency, LLC | Non-Resident Producer | 9207 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $3,000 fine; Cease and Desist from Violations | 4/5/2016 |
| Gadsden, Germone | Non-Resident Insurance Producer | 9055 | Incorrect Application Information; Misrepresentation; Unfair Insurance Practice; Failure to Report Admin Action; Violating Insurance Laws; Other State(s) Revocation Hearing Officer Decision: | Hearing Officer Decision: $5,500 Fine; Cease and Desist; Revocation | 5/23/2016 |
| Gaetani, Francis | Producer | 9042 | Conviction of a felony, Unfair trade practices, and Fraudulent, Coercive or Dishonest Practices. | Settlement Agreement: Civil Fine $1,500; License Revocation; Cease and Desist. | 3/11/2016 |
| Glenn, Romara | Non-Resident Producer | 9286 | Failure to Report Administrative Action | Settlement Agreement: Revocation; Cease and Desist | 12/19/2016 |
| Gibeley, Patricia | Non-Resident Producer | 9014 | Place or Renewed Policies While Unlicensed | Settlement Agreement: Cease and Desist | 3/4/2015 |
| Governor Insurance Agency, Inc. | Non-Resident Producer | 8926 | Placed or Renewed Policies While Unlicensed | Settlement Agreement: $2,250 fine; Cease and Desist | 5/5/2016 |
| Green, Sean | Non-Resident Producer | 8978 | Failure to Report Admin Action; Misrepresentation; Violating Insurance Laws; Other State(s) Revocation | Hearing Officer Decision: $5,000 Fine; Cease and Desist; Revocation | 7/15/2016 |
| Gutschlag, John | Non-Resident Insurance Producer | 9078 | Failure to Report Admin Action; Conversion; Misrepresentation of Insurance Contract; Felony Conviction; Unfair Insurance Practice; Untrustworthiness; Other State(s) Revocation Hearing Officer Decision. | Hearing Officer Decision: $6,500 fine; Cease and Desist; Revocation | 5/20/2016 |
| Harvey Public Insurance Adjusters | Resident Insurance Producer | 9083 | Unlicensed Activity | Settlement Agreement: $250 Fine; Cease and Desist | 12/19/2016 |
| Jayne, Joseph | Producer | 9204 | Violation of Insurance Laws; Unfair Insurance practice; Untrustworthiness; Failure to Report an Administrative Action | Settlement Agreement; Permanent Revocation; Cease and Desist from All Insurance Activity | 7/20/2016 |
| Kensthia, Preval | Producer | 9340 | Failure to Pay Licensing Fee | Hearing Officer Decision: License Revocation | 10/28/2016 |
| Lucciano, Douglas | Non-Resident Insurance Producer | 8843 | Untrustworthiness; Unfair Trade Practice or Fraud; Misappropriation of Funds; Felony Conviction | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Insurance Activity in Massachusetts | 10/27/2016 |
| Lucken, Shelly | Non-Resident Producer | 9337 | Misrepresentation on License Application; Trustworthiness | Settlement Agreement: $500 Fine; Cease and Desist | 12/19/2016 |
| MacDonald Insurance Agency, Inc. | Producer | 9064 | Untrustworthiness | Settlement Agreement: Cease and Desist | 9/9/2016 |
| Marchand Insurance Agency, Inc. | Producer | 9153 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $1,000 Fine; Cease and Desist from Violations | 2/11/2016 |
| Marshall, Michael | Non-Resident Producer | 9295 | Failure to Disclose Criminal Conviction; Failure to Report Administrative Actions | Settlement Agreement: Revocation; Cease and Desist | 12/1/2016 |
| McMahon, Brian | Producer | 9217 | Incompetence In the Conduct of Business | Settlement Agreement: $500 Fine; Cease and Desist from Violations | 3/17/2016 |
| Moreau, Emma | Non-Resident Insurance Producer | 9056 | Failure to Report Administrative Action(s) | Hearing Officer Decision: $500 Fine | 4/15/2016 |
| David L. Murphy Insurance Agency | Producer | 9192B | Unlicensed Activity | Settlement Agreement: $1,050 Fine; Cease and Desist | 11/20/2016 |
| Northington Insurance Group | Non-Resident Producer | 9324 | Unlicensed Activity | Settlement Agreement: $250 Fine; Cease and Desist | 12/13/2016 |
| PFM Plus Insurance Agency, Inc. | Non-Resident Insurance Producer | 9171 | Place or Renewed Policies While Unlicensed | Settlement Agreement: Cease and Desist | 2/11/2016 |
| Piaseczny, Michael | Producer | 8414 | Untrustworthiness; Forging a Name on an Insurance Contract | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity. | 8/15/2016 |
| Premier Insurance Company of Massachusetts | Non-Resident Producer | 9238 | Payment of Commissions to Unlicensed Individual | Settlement Agreement: Cease and Desist; $250 Fine. | 5/20/2016 |
| Prestige Insurance Agency | Resident Producer | 9259 | Trustworthiness; Violation of Insurance Laws | Settlement Agreement: $2,500 Fine; Cease and Desist | 12/8/2016 |
| Quincy Mutual Fire Insurance Co. | Resident Producer | 9239 | Unlicensed Activity | Settlement Agreement: Cease and Desist; $150 Fine. | 5/17/2016 |
| Rider Risk Services | Resident Producer | 9257 | Failure to Notify the Division of Dissolution of Company; Violation of Insurance Laws | Settlement Agreement: $2,500 Fine; Cease and Desist | 12/22/2016 |
| Russell, Redonda L. | Non-Resident Insurance Producer | 8970 | Felony Conviction; Untrustworthiness; License Revoked in Another Jurisdiction; Failure to Report Criminal Prosecution; Failure to Report Administrative Action; | Hearing Officer Decision: $3,500 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity | 2/16/2016 |
| Sabel Adjusters, LLC | Insurance Adjuster | 9268 | Unlicensed Activity | Settlement Agreement: $1,000 fine; Cease and Desist | 11/24/2016 |
| Schweitzer, James | Producer | 9085 | Misrepresentation on License Application; Failure to Report Administrative Action | Settlement Agreement: $1,000 Fine; Cease and Desist. | 8/26/2016 |
| Siewert, Derek | Producer | 8979 | Misrepresentation on License Application; Failure to Report Administrative Action; Untrustworthiness; License Revoked in Another Jurisdiction | Hearing Officer Decision: $3,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity | 3/1/2016 |
| Skinner, Ryan | Producer | 8388 | Misrepresentation on License Application | Settlement Agreement: $2,500 Fine; Cease and Desist From Violation | 3/23/2016 |
| Smith, Grace W. | Non-Resident Insurance Producer | 9065 | Violation of Another States Insurance Laws; Conviction of a Felony; Revoked in Another Jurisdiction; Failure to Report Criminal Prosecution | Hearing Officer Decision: $3,000 Fine; Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity | 2/2/2016 |
| Standard Line Brokerage | Non-Resident Producer | 9304 | Failure to Report Administrative Actions | Settlement Agreement: $250 Fine; Cease and Desist | 12/3/2016 |
| Thomas, Holley A. | Non-Resident Insurance Producer | 9260 | Misappropriation; Untrustworthiness; Revoked in Another Jurisdiction | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations : | 9/14/2016 |
| Thompson, Richard | Non-Resident Producer | 9302 | Felony Conviction; Failure to Report Felony Conviction; No Home State License | Settlement Agreement: Revocation; Cease and Desist | 12/8/2016 |
| Tricarico, Robert | Non-Resident Producer | 9272 | Failure to Report Administrative Action; Violation of Other States Insurance Laws; Unfair Trade Practice; Untrustworthiness; Felony Conviction; Forging Name(s) to an Insurance Document | Settlement Agreement: Revocation; Cease and Desist | 12/5/2016 |
| Vargas, Steven | Producer | 9114 | Misrepresentation on License Application; Failure to Report Administrative Action | Settlement Agreement: Permanent License Revocation; Cease and Desist From All Massachusetts Insurance Activity; Cease and Desist From Violations | 1/28/2016 |
| Waesche, Joseph Edward | Non-Resident Producer | 9100 | Felony Conviction; Other State(s) Revocation; Unfair Trade Practice | Settlement Agreement: Permanent License Revocation; Cease and Desist | 8/8/2016 |
| Walter Insurance Agency, Inc. | Producer | 9154 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $250 Fine; Cease and Desist From Violations | 1/19/2016 |
| Wisniewski, Diana | Non-Resident Producer | 9325 | Violation of Other States Insurance Laws; Felony Conviction; Trustworthiness; Insurance Producer License Revoked by Another State; Failure to Report Criminal Conviction; Failure to Report Administrative Action | Settlement Agreement: Revocation; Cease and Desist | 12/22/2016 |
| Wood River Insurance, Inc. | Non-Resident Insurance Producer | 8923 | Place or Renewed Policies While Unlicensed | Settlement Agreement: $150 Fine; Cease and Desist from Violations | 1/7/2016 |
| Woodward, Matthew | Non-Resident Insurance Producer | 9270 | Misrepresentation on License Application; Failure to Report Admin Action Within 30 Days | Settlement Agreement: $1,000 fine; Cease and Desist | 10/7/2016 |
SPECIAL INVESTIGATIONS UNIT – 2016