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  • Division of Insurance

Year 2009 Administrative Actions - October to December

Special Investigations Unit 2009

The following chart represents a summary of the administrative actions taken against insurance producers and insurance companies by the Division's Enforcement Section between October, 2009 and December, 2009. If you require additional information concerning a particular administrative action, please send your request via e-mail to the Enforcement Email Address.

For each administrative action, please note the following definitions.

Licensee Name Type of License Case No. Primary Allegation(s) Disposition Effective Date
A Marotta Insurance Agency, Inc. Producer 6792 Placed policies while unlicensed Settlement Agreement: $8,000 fine, cease & desist from violations 11/2/2009
A-G Administrators, Inc. Producer 7049 Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) Settlement Agreement: $1,000 fine, cease & desist from violations 11/12/2009
Avery Smith Insurance Agency, Inc. Producer 7023 Placed policies while unlicensed Settlement Agreement: $1,000 fine, cease & desist from violations 12/8/2009
Barney & Barney, LLC. Producer 7065 Placed policies while unlicensed Settlement Agreement: $500 fine, cease & desist from violations 10/6/2009
Beatrice Peter Insurance Agency, Inc. Producer 6555 Placed policies while unlicensed Settlement Agreement: $3,000 fine, cease & desist from violations 10/1/2009
Beckman, Michael Producer 6999 Placed surplus lines policies while unlicensed Administrative Decision: $3,000 fine, cease & desist from violations 12/9/2009
Braz Insurance Agency, Inc., John R. Producer 5944 Placed policies while unlicensed Administrative Decision: $3,000 fine, cease & desist from violations 11/19/2009
Capital Formation Insurance Agency, Inc. Producer 6253 Placed policies while unlicensed Settlement Agreement: $550 fine, cease & desist from violations 10/6/2009
Capodanno, Annette V. Producer 4768 Failed to maintain the standard of trustworthiness Settlement Agreement: License Revocation, cease & desist from all insurance activity 10/28/2009
Dickenson, Annette Toms Producer 6409 Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) Administrative Decision: License Revocation, $2,000 fine, cease & desist from all insurance activity 10/6/2009
Diversified Agrisure Company Producer 7105 Placed policies while unlicensed Settlement Agreement: $150 fine, cease & desist from violations 12/3/2009
Downing, Eugene W. Producer 6614 Failed to make proper disclosure on licensing application(s) Administrative Decision: License Revocation, $1,000 fine, cease & desist from all insurance activity 11/4/2009
Equity Services, Inc. Producer 6951 Placed policies while unlicensed Settlement Agreement: $1,900 fine, cease & desist from violations 10/27/2009
Fischofer, John M. Producer 6869 Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) Settlement Agreement: $500 fine, cease & desist from violations 11/2/2009
Harold Humphrey Insurance Agency, Inc. Producer 6494 Placed policies while unlicensed Settlement Agreement: $3,200 fine, cease & desist from violations 12/31/2009
Henning, Kenneth Producer 6546 Failed make proper disclosure on licensing application(s) Consent Agreement: $500 fine, cease & desist from violations 10/27/2009
Insurance Leader Associates, Inc. Producer 6896 Placed policies while unlicensed Settlement Agreement: $200 fine, cease & desist from violations 10/21/2009
Keystone Advance Planning Insurance Agency, Inc. Producer 7011 Placed policies while unlicensed Settlement Agreement: $1,450 fine, cease & desist from violations 10/6/2009
Lussier, Raymond Richard Producer 5699A Placed unauthorized contract, made misrepresentation(s) in application for insurance Settlement Agreement: $3,000 fine, cease & desist from violations 11/12/2009
O'Leary, Mark J. Producer 6471 Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) Settlement Agreement: $1,250 fine, cease & desist from violations 10/6/2009
Park Avenue Securities LLC Producer 6457 Failed to timely report administrative action(s), failed to make proper disclosure on licensing application(s) Settlement Agreement: $750 fine, cease & desist from violations 12/3/2009
Pelatis Insurance Agency, Inc. Producer 6946 Placed policies while unlicensed Settlement Agreement: $1,000 fine, cease & desist from violations 11/2/2009
Riddle, Aaron Gene Producer 6954 Failed to make proper disclosure on licensing application(s) Settlement Agreement: License Revocation, cease & desist from all insurance activity 11/13/2009
Robinson-Rashad, Hakima Helen Producer 5571 Failed make proper disclosure on licensing application(s) Administrative Decision: License Revocation, $7,000 fine, cease & desist from all insurance activity 10/20/2009
Security Group Insurance Agency, Inc., The Producer 6356 Placed policies while unlicensed Settlement Agreement: $1,500 fine, cease & desist from violations 12/16/2009
Sports & Fitness Insurance Corporation Producer 6718 Placed policies while unlicensed Settlement Agreement: $1,150 fine, cease & desist from violations 11/10/2009
Swett & Crawford of Texas, Inc. Producer 6991 Placed policies while unlicensed Settlement Agreement: $1,950 fine, cease & desist from violations 11/24/2009
Turner Surety & Insurance Brokerage, Inc Producer 7005A Failed to timely file surplus lines report Settlement Agreement: $1,000 fine, cease & desist from violations 11/10/2009
Wiersma Insurance Agency, Inc. Producer 6827 Placed policies while unlicensed Settlement Agreement: $4,650 fine, cease & desist from violations 12/8/2009
Wolf, Sandra Knapp Producer 7005B Failed to timely file surplus lines report Settlement Agreement: Cease & desist from violations 11/10/2009
WorldClaim Global Claims Management N/A 6960 Adjusted claims while unlicensed Settlement Agreement: $700 fine, cease & desist from violations 12/8/2009
York International Agency, Inc. Producer 7100 Placed policies while unlicensed Settlement Agreement: $100 fine, cease & desist from violations 12/3/2009

 

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