Section 4.1: Notice of appearance
(a) Requirement to file a notice of appearance
Except as provided in subsection (b), a student practitioner appearing for a client shall file a written notice of appearance at the first appearance in each case. The notice shall include:
- (i) the student practitioner's name and signature;
- (ii) the supervising attorney's name and board of bar overseers number;
- (iii) the expected end date, if known, of the student's enrollment in the clinical program or association with the Commonwealth entity, or organization or law firm, as disclosed in Section 3.1(c) or the date applicable in Section 3.4;
- (iv) a signed statement by the student practitioner and the supervising attorney confirming the student practitioner's current certification under this rule and eligibility to appear before the court as set forth in the following subsections of Section 4 of this rule; and
- (v) if applicable, a representation that the student practitioner has documented the client's acknowledgment of student representation as required by Section 5.2(b).
For each subsequent appearance the student practitioner shall state on the record the student practitioner's name and certification status under this rule, and the supervising attorney's name.
(b) Exception for appearances on behalf of the Commonwealth
A student practitioner representing the Commonwealth, or any subdivision, municipality, or agency that is exempt from filing a notice of appearance in a pending case or matter, is not required to file a written notice of appearance as required by Section 4.1(a). However, for each appearance, the student practitioner must state on the record the student practitioner's name and certification status under this rule, and the supervising attorney's name.
Section 4.2: Boston Municipal Court, District Court, Housing Court, Juvenile Court, Land Court, and Probate and Family Court
A student practitioner certified under this rule may appear before the Boston Municipal Court, the District Court, the Housing Court, the Juvenile Court, the Land Court, and the Probate and Family Court under the following circumstances.
(a) Criminal matters
- (i) A student practitioner may appear on criminal matters with general supervision if the student practitioner has successfully completed (1) two-thirds of the requirements of law school and (2) a course for credit in criminal procedure or a clinical program that includes instruction in criminal procedure.
- (ii) A student practitioner may appear on criminal matters with direct supervision if the student practitioner is enrolled in or has successfully completed (1) a law school criminal clinical program and (2) a course for credit in criminal procedure or a clinical program that includes instruction in criminal procedure.
(b) Civil matters
- (i) A student practitioner may appear on civil matters with general supervision if the student practitioner has successfully completed (1) two-thirds of the requirements of law school and (2) a course for credit in civil procedure.
- (ii) A student practitioner may appear on civil matters with direct supervision if the student practitioner is enrolled in or has successfully completed (1) a law school civil clinical program and (2) a course for credit in civil procedure.
Section 4.3: Superior Court
A student practitioner with direct supervision may appear before the Superior Court under the following circumstances.
(a) Criminal matters
A student practitioner who has successfully completed two-thirds of the requirements for law school, and is enrolled in or has successfully completed a course in criminal procedure or a clinical program that includes instruction in criminal procedure, may appear on the following criminal matters:
- (i) arraignment in a matter where the maximum sentence is less than imprisonment for life;
- (ii) initial probation violation hearings;
- (iii) non-evidentiary pretrial hearings for motions to dismiss and motions to suppress search warrants in a matter where the maximum sentence is less than imprisonment for life;
- (iv) non-evidentiary pre-trial hearings for motions in limine subject to preservation of rights at trial in a matter where the maximum sentence is less than imprisonment for life;
- (v) as second seat at any trial or pre-trial hearings, except that the student practitioner may not argue motions, examine witnesses, or make arguments during the proceeding unless permission to do so is requested and granted by the presiding judge; provided that, where a student practitioner is representing a criminal defendant, the judge shall hold a colloquy on the record confirming the client's knowing and voluntary approval of the student practitioner's proposed role; and
- (vi) hearings on motions for a new trial seeking post-conviction relief after the time for direct appeal has expired or direct appellate rights have been exhausted.
(b) Civil matters
A student practitioner who has successfully completed a course in civil procedure and is enrolled in or has successfully completed a law school civil clinical program may appear in any civil matter.
Section 4.4: Appeals Court
(a) Notice of appearance
A student practitioner may appear before the Appeals Court provided that, at any time and no later than fourteen (14) days prior to oral argument, the student practitioner and supervising attorney file in each case in which the student practitioner intends to appear the notice of appearance required by Section 4.1, including attestations that:
- (i) the student is familiar with the Massachusetts Rules of Appellate Procedure; and
- (ii) the supervising attorney will be present at any oral argument and be prepared to answer any questions the student practitioner cannot.
(b) By motion
Notwithstanding other provisions of this rule, an attorney with a matter pending before the Appeals Court may seek leave of the Appeals Court to allow a law student who is currently enrolled in or graduated from an accredited law school to argue before the Appeals Court for that particular matter. For purposes of this section, a student who has graduated from an accredited law school may argue only if that graduate is scheduled to sit for, is awaiting the results of, or has passed the bar exam in the first attempt. Such a request must be made no later than fourteen (14) days prior to oral argument, and the law student or graduate and supervising attorney shall file a motion for leave to appear in the case. The motion shall include the information required by Section 4.1(a)(i)-(ii) and (v) and parts (a)(i) and (ii) of this section and any other information the law student or graduate believes supports the motion for leave to appear.
Section 4.5: Supreme Judicial Court
A student practitioner may appear before the Supreme Judicial Court provided that, no later than thirty (30) days prior to oral argument, the student practitioner and supervising attorney shall file a Motion for Leave to Appear in the case in which the student practitioner seeks to appear, and the motion is granted. The Motion for Leave to Appear shall include the information required by Section 4.1(a), including attestations that:
- (a) the student is familiar with the Massachusetts Rules of Appellate Procedure; and
- (b) the supervising attorney will be present at any oral argument and prepared to answer any questions the student practitioner cannot.
Section 4.6: Administrative agencies
A student practitioner certified under this rule may appear before any administrative agency of the Commonwealth under the following circumstances, provided such appearance is not inconsistent with the rules, requirements, and guidelines of that agency.
- (a) A student practitioner who has successfully completed two-thirds of the requirements of law school may appear with general supervision.
- (b) A student practitioner may otherwise appear with direct supervision.
Section 4.7: Limitations of student practice
Absent unusual circumstances, and in keeping with the purposes of Rule 3:03, as delineated in Section 1, justices, judges, and presiding officers should permit student practitioners to appear as set forth in this rule, provided the student practitioner is sufficiently prepared, knowledgeable, and competent to appear before the particular court or agency and their educational experience will not interfere with the orderly administration of justice. Nothing in this rule shall be construed to limit the discretion of justices, judges, and presiding officers to prescribe the form or manner in which cases are presented to protect the orderly administration of justice. If a limitation is ordered, the justice, judge, or presiding officer must grant a reasonable continuance for the matter, if requested and necessary to protect the party represented by the student practitioner.
Section 4.8: Privileged communications
The rules of law and evidence relating to privileged communications between attorneys and clients shall govern communications made or received between student practitioners and their clients.